Title: Configurationality and Word Order in Latin and Romance
Speaker: Adam Ledgeway (University of Cambridge)
Time: 15:00 – 16:30
Venue: Lipsius 235/b
Among Romance linguists of all theoretical persuasions, there is general recognition
that, in the passage from Latin to Romance, the morphosyntax of the emerging
languages underwent significant changes in three fundamental areas of the grammar
involving the nominal group, the verbal group, and the sentence. The impact of such
changes is most immediately observable in the emergence of a series of functional
categories (including determiners, auxiliaries, and complementizers) and in the
gradual rigidification of word order in these same groups. Now, while the specific
details of the complex morphosyntactic changes affecting the three key areas of the
grammar are relatively well known, scholars are still very much divided as to their
correct interpretation, and how they are to be integrated within the overall typological
changes witnessed in the passage from Latin to Romance. Traditionally, the principal
typological difference between Latin and Romance has been taken to involve a
distinction between morphology and syntax: while Latin predominantly makes
recourse to synthetic structures (with concomitant so-called free word order), the
morphologically poorer Romance varieties make greater use of analytic structures
(with concomitant fixed word order). In this talk I shall reconsider this traditional
theme of Romance linguistics, showing that the predominant analytic patterns of
Romance are nothing more than the partial reflex of a more deep-rooted structural
change.
According to one view, this change involves a move from non-configurationality to
full configurationality: whereas in Latin grammatical relations are encoded by the
forms of words themselves through case and agreement morphology, so-called
lexocentricity (Bresnan 2001: 109-112), in Romance grammatical relations are
encoded through the syntactic context of individual words organized into distinct
hierarchical phrase structure configurations. Indeed, as Vincent (1998: 423f.)
observes, Latin presents all of Hale’s (1983) classic tests for non-configurationality
originally established on the evidence of Warlpiri (see also Ledgeway 2011: §3.4). On
this view, the emergence of functional categories in Romance can be seen as a
concomitant of the emergence of hierarchical constituent structure in the nominal,
verbal, and sentential domains which makes available a position for functional
elements such as determiners (DP), auxiliaries (IP/TP) and complementizers (CP),
thereby reflecting the traditional intuition popularized within the synthesis-analysis
approach which highlights the emergence in Romance of articles and clitics,
auxiliaries, and a whole host of finite and non-finite complementizers, all generally
absent from Latin.
Despite the merits of this view of the Latin-Romance development in terms of the
rise of (full) configurationality, I shall develop an alternative approach to the changes
in word order and argument realization from Latin to Romance which assumes the
presence of both configurational and functional structure already in Latin. On this
view, the unmistakable differences between Latin and Romance, most notably
observable in the replacement of an essentially pragmatically-determined word order
with an increasingly grammatically-determined word order and the concomitant
emergence of functional categories, can now be explained by formal changes in the
directionality parameter and the differential role of functional structure in the two
varieties. The gradual rigidification of word order according to grammatical principles
in the passage from Latin to Romance can be explained in terms of a progressive
reversal of the directionality parameter: assuming the ordering of heads and
complements in the development from (Indo-European/) archaic Latin to Romance to
have undergone a shift from one harmonic principle of linear organization to another
(viz. head-last ⇒ head-first), the greater freedom of word order traditionally
recognized for classical Latin can now been seen as a result of its occupying an
artificially sustained intermediate position in this change, resulting in mixed
(dis)harmonic linearizations. Besides this fluctuation at the syntactic level between a
conservative head-final and an innovative head-initial structural organization,
pragmatics is also widely recognized to play a significant role in determining Latin
word order. This aspect of Latin sentential organization, largely absent in Romance,
can be captured by assuming the greater accessibility of topic- and focus-fronting to
left-peripheral positions situated in the left edge of individual functional projections.
In Romance functional structure is readily exploited and made visible through the
lexicalization of head positions with functional categories such as determiners,
auxiliaries and complementizers, as well as through operations such as N(oun)- or
V(erb)-raising to these same head positions. By contrast, Latin lacks such functional
categories and N-/V-raising, but displays ubiquitous evidence for the presence of
functional structure through its extensive exploitation of topic- and focus-fronting to
the left edge of these same functional projections.
Adopting this view, the perceived non-configurationality of Latin can be broken
down into two main ingredients: i) grammatically-free word order resulting from an
ongoing change in the head directionality parameter (ultimately interpreted as the
progressive loss of Complement-to-Specifier roll-up movement), which a priori
allows dependents/complements to occur on either side of their head; and ii)
pragmatically-driven word order, often producing discontinuous structures, resulting
from the greater accessibility of topic- and focus-fronting to positions situated in the
left edge of individual functional projections. Interpreted in this manner, the apparent
emergence of configurationality in Romance is to be understood as the surface effect
of the rigidification of the directionality parameter and the restricted accessibility of
edge-fronting to left-peripheral positions within the functional structure. In short, it is
these formal changes in the directionality parameter and the differential role of
functional structure in the two varieties which conspire to give the superficial
impression